Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2018n012558 | Date: December 10, 2018
Institutional Client Services | Wealth Management Platform
Year-End Rebalance — Q4 Market Selloff
Equity Addition at Lower Prices; Bond Trim — December 2018
Client Household: Alex & Sam Chen Confirmation No.: FIn2018n012558
(HH-CHEN-001)
Advisor: Morgan Park, CFP® Confirmation Date: December 10, 2018
(ADV-PARK-001) | Clearwater
Wealth Partners
Custodian: Fidelity Institutional Wealth Services Settlement Date: December 11, 2018
(CUST-FI-001)
Decision / Ref: MtgID-2018Q4-01 — Q4 selloff Document ID: DOC-TradeConf-2018Q4-001
rebalance
Meeting Ref: MtgID-2018Q4-01 Confirmation Annual Rebalance — Opportunistic
Type:
IPS Version: IPS-2016 (70/28/2) — equity below Tax Year: 2018
target; rebalance trigger
TRADE CONTEXT & RATIONALE
Year-end rebalance in response to the Q4 2018 equity market selloff (S&P; 500 -14% in Q4). Portfolio equity weight drifted below
the 70% IPS-2016 target, triggering a rebalance purchase per policy drift-band rules. Proceeds from MUNIX and STBIX trim fund
the UECIX add. Average UECIX cost basis is improved by adding shares at $44.00 vs. prior lot basis of $40.00 (Feb 2016).
ACCT-IRA1 equity addition adds growth ballast within tax-deferred structure.
TRADE EXECUTION DETAIL
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
Equity add;
rebalance
ACCT-TX01
12/10/201 12/11/20 UECIX 67890A10 $17,600.0 $17,600.0 vs. Q4
Z23n8472n91 BUY 400 $44.00 $0.00
8 18 US Equity Core Index Fund 0 0 0 selloff
Joint Taxable Brokerage
Basis: New lot
$44.00/sh
Muni trim;
source for
equity
ACCT-TX01
12/10/201 12/11/20 MUNIX 78901A10 $12,060.0 ($12,060. rebalance
Z23n8472n91 SELL 1,200 $10.05 $0.00
8 18 Municipal Bond Fund 0 0 00) Basis:
Joint Taxable Brokerage
Blended basis
~$10.01/sh;
LT gain ~$48
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
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Document Ref: DOC-TradeConf-2018Q4-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only

Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2018n012558 | Date: December 10, 2018
Institutional Client Services | Wealth Management Platform
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
Cash trim;
source for
ACCT-TX01 STBIX equity
12/10/201 12/11/20 12345A10 ($5,527.5
Z23n8472n91 SELL Short-Term Bond / Cash 550 $10.05 $5,527.50 $0.00 rebalance
8 18 0 0)
Joint Taxable Brokerage Equiv Fund Basis: Basis
$10.00/sh;
minimal gain
Equity add
in IRA;
ACCT-IRA1 growth
12/10/201 12/11/20 UECIX 67890A10 $11,000.0 $11,000.0
Z23n8472n92 BUY 250 $44.00 $0.00 ballast
8 18 US Equity Core Index Fund 0 0 0
Alex Traditional IRA Basis: IRA
new lot
$44.00/sh
Bond trim in
IRA; source
ACCT-IRA1
12/10/201 12/11/20 UCBIX 34567A10 ($4,545.0 for equity —
Z23n8472n92 SELL 450 $10.10 $4,545.00 $0.00
8 18 US Core Bond Index Fund 0 0) no tax
Alex Traditional IRA
Basis: IRA; no
cap gain
TOTAL
S
Total Purchased: $28,600.00 (cid:127) Total Sold / Redeemed: $22,132.50
SETTLEMENT SUMMARY
Description Amount Settlement Date Direction
Total Purchased (BUY orders) $28,600.00 December 11, 2018 Debit
Total Proceeds (SELL orders) $22,132.50 December 11, 2018 Credit
Net Cash Flow ($6,467.50) Debit
TAX IMPACT NOTES
MUNIX and STBIX sells generate minimal gain (~$28 combined LT). UECIX purchase adds new lot at $44.00 basis. 2018 net
capital gains approximately $6,000 including RSU-related activity and year-round rebalance. No wash-sale issues.
IMPORTANT: This Trade Execution Confirmation is a summary of executed orders processed through the Fidelity Institutional platform. All transactions are subject to
the terms and conditions of the applicable account agreement. Prices shown are execution prices; actual settlement may vary for equity securities by T+2. Tax
information is provided for planning reference only; clients should consult their tax advisor. This document is synthetic demo data generated for product demonstration
purposes and does not constitute an actual trade confirmation, investment advice, or tax advice.
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
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Document Ref: DOC-TradeConf-2018Q4-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only
